- 29 April 2024 11:10:22
- Source: Sharecast
FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
BHP GROUP LTD |
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(c) |
Name of the party to the offer with which exempt |
BHP GROUP LTD |
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(d) |
Date position held/dealing undertaken: |
26 Apr 2024 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
Ordinary NPV |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
7,465,431 |
0.15% |
5,820,841 |
0.11% |
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(2) Cash-settled derivatives: |
4,150,202 |
0.08% |
4,211,958 |
0.08% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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|
11,615,633 |
0.23% |
10,032,799 |
0.20% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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Ordinary NPV |
Purchase |
969120 |
22.9624 GBP |
22.3200 GBP |
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Ordinary NPV |
Sale |
805959 |
22.9501 GBP |
22.3200 GBP |
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Ordinary NPV |
Purchase |
131062 |
43.4466 AUD |
28.1000 AUD |
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Ordinary NPV |
Sale |
184125 |
43.2883 AUD |
28.1000 AUD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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Ordinary NPV |
SWAP |
Closing Short |
10,212 |
22.5000 GBP |
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Ordinary NPV |
SWAP |
Decreasing Long |
699 |
542.5066 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
9,034 |
22.8936 GBP |
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Ordinary NPV |
CFD |
Decreasing Long |
10,800 |
530.8259 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
23,709 |
538.2154 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
29,667 |
535.9451 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
41,468 |
22.9624 GBP |
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Ordinary NPV |
CFD |
Decreasing Long |
96,631 |
536.3386 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
118 |
22.4159 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
123 |
43.1434 AUD |
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Ordinary NPV |
SWAP |
Decreasing Short |
142 |
22.4191 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
187 |
22.7400 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
216 |
22.6167 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
343 |
22.7234 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
379 |
22.6861 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
454 |
22.4422 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
646 |
22.7893 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
1,000 |
22.5960 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
2,069 |
22.4982 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
2,800 |
22.7762 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
4,361 |
22.5000 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
14,997 |
22.6869 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
15,360 |
22.6342 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
28,370 |
22.7118 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
37,690 |
22.6629 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
40,510 |
22.6697 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
52,675 |
22.5000 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
52,980 |
22.5536 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
57,017 |
22.6566 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
82,131 |
22.5320 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
96,631 |
536.1777 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
699 |
542.3574 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
10,800 |
530.6136 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
23,709 |
538.0674 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
29,667 |
535.7978 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
54,812 |
43.2883 AUD |
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Ordinary NPV |
SWAP |
Increasing Long |
79,669 |
22.9501 GBP |
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Ordinary NPV |
SWAP |
Increasing Long |
113,947 |
22.8935 GBP |
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Ordinary NPV |
CFD |
Increasing Long |
122,101 |
531.5337 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
29 |
43.4465 AUD |
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Ordinary NPV |
SWAP |
Increasing Short |
89 |
43.4116 AUD |
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Ordinary NPV |
SWAP |
Increasing Short |
108 |
22.6167 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
285 |
22.8104 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
383 |
22.7730 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
395 |
22.4412 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
535 |
22.8420 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
1,147 |
22.4848 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
1,309 |
22.7964 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
1,651 |
22.8100 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
2,759 |
22.8400 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
2,828 |
22.5001 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
4,332 |
22.6687 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
4,927 |
22.6541 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
5,573 |
22.6372 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
7,462 |
22.6540 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
9,825 |
22.6352 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
10,212 |
22.5000 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
11,706 |
22.5216 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
16,599 |
22.5000 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
18,846 |
22.6242 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
20,058 |
22.5963 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
22,829 |
22.6700 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
23,022 |
22.6042 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
25,924 |
22.5398 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
37,013 |
22.6304 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
40,000 |
22.4805 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
40,340 |
22.6049 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
56,361 |
22.6593 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
62,204 |
22.5202 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
112,282 |
22.6512 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
122,101 |
531.6932 ZAR |
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Ordinary NPV |
CFD |
Increasing Short |
132,519 |
22.5533 GBP |
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Ordinary NPV |
SWAP |
Opening Long |
11,000 |
22.4944 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
4,000 |
22.4252 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
62,000 |
22.7024 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
29 Apr 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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